EPSTEIN
page 2 / 382 . OCR, unverified
Classification: For Internal use only
Hi Liam,
Attached is the latest KYC. We are reaching out for updated contact info for Harry Beller.
Ms. Erika Kellerhals
Richard larossi
Assistant Vice President
Deutsche Bank Wealth Managanient
345 Park AVCIRIC. 24th Moor
mimmi
NYv York NY I0154
Securities offered through Deutsche Bank Securities Inc.
From: Stewart Oldfield
Sent: Monday, October 22, 2018 2:04 PM
To: Liam Osullivan <
Cc: Bradley Gillin <
>; Richard larossi
Subject: RE: Do you have everything you need for Butterfly now? ICI
Rich, please send the KYC approval for our Butterfly account along with contact info for Harry and Erika.
Liam — perhaps Alan can exert some pressure for Dan to approve
Thanks
From: Liam Osullivan
Sent: Monday, October 22, 2018 2:01 PM
To: Stewart Oldfield
Cc: Bradley Gillin <
>; Richard larossi <
Subject: RE: Do you have everything you need for Butterfly now? IC)
Classification: Confidential
I still need the contact details for the trustees, the updated KYC and lam still waiting in MD approval. Thanks
From: Stewart Oldfield
Sent: Monday, October 22, 2018 1:21 PM
To: Liam Osullivan
Cc: Bradley Gillin
>; Richard larossi <
Subject: Do you have everything you need for Butterfly now?
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0091271
CONFIDENTIAL
SDNY_GM_00237455
EFTA01387974
--- SOURCE: IMAGES__0056__EFTA01387975.txt ---
METADATA_SOURCE: IMAGES0056
METADATA_FILENAME: EFTA01387975.pdf
----------------------------------------
DB PWM GLOBAL KYC/NCA PART A
Case::
01977698
One sheet must be established Der relationship - list all accounts included in the relationshi
1. Relationship Details
Relationship Name:
SOUTHERN FINANCIAL RELATIONSHIP.00000483290 Booking Center
New YON
Relationship Manager:
Stewart Oldfield
K New PWM Relationship
R Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach od
profile: ••• 2018 Periodic Review •• •
Client Referral
RM Prospect
Intermediary/FIN
Other Source (CIB, etc.)
How Was the Clients)
Introduced? How long
has the RM personally
known the dient?
Please provide details (e.g. name of referral source. how many years RM personally has known dient.
etc.): Jeffrey Epstein reached out to Sew Oldfield on 3/7/17 to have a new acct opened under this
relationship..
Last Approved KYC*
Butterfly Trust - 1804531; Neptune, 110 - 1790739
Does Deutsche Bank pay
a retrocession or similar
Yes
I n No
compensation to a third
party for the introdudion
of this relationship?
(// Yes, describe):
List al existing and new accounts Involved in this re a: o^s^. o
Legal Entity
Account(s)
Account Name i Number
Opening Date Ontencled,actual)
Karyna Shuliak
12/13/2013
V
Butterfly Trust - 44130552 - MMBA-44130552
1/24/2014
Neptune LLC- 42953424 - DDA-42953424
10/18/2013
Who is the primary
contact person for the
R14? (Note: This person
needs to have signatory
rights and/or information
right for the accounts )
Referred method of
contactfindicate phone
no.. fax no , e-mail
address etc )
Stet J S 6. Approved
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0091273
CONFIDENTIAL
SONY GM_00237457
EFTA01387975
--- SOURCE: IMAGES__0056__EFTA01387976.txt ---
METADATA_SOURCE: IMAGES0056
METADATA_FILENAME: EFTA01387976.pdf
----------------------------------------
One sheet must be established for each account to be opened
2. Account Ownership Summary
Account NOM'.
Karyna Shuns
- DDA
Acct. Number (if
available):
I
Account Manager
Stewart Oldfield
What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term Investment,
payment/expense account)? This is a checking account for Individuals. They use the funds for daily expenses.
Indicate from where the assets are expected to arrive?
DB Group: Same Booking Center (indicate account number): Existing
DB Group: Other Booking Center (indicate DB location and account details):
Other Institution — (Indicate name 8 location):
Physical Deposits (specify cash, securities, cheques, ...):
What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per
month)?: 2-6/month; $1 - 92000
Mat is the expected volume of assets and currency for the
account approx 90 days after opening?
24,282.99
'Currency
I USD
What Is the expected volume of assets and currency for the
account approx. one year after opening?
24,282.99
'Currency
I USD
Does/will the client have Assets Under Management (MM)
within DB under Eur. 3M?
OYes ii No
Please list all parties related to the account.
For each party:
• Check if a source of wealth desaiption is required for the party.
• Check the appropriate box to describe the relationship of the party to this account (, I can be selected).
• If none of the check boxes apply, describe the party's relation to the account in the 'Other" column.